RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• O•••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Feb 17, 2025 · Overland Park, Ks
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 28, 2022 to Feb 12, 2025 · Minneapolis, Mn
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 20, 2018 to Jun 2, 2022 · Chesterfield, Mo
- V•••••• A•••• M••••••••• I••• state registeredMay 2, 2018 to Sep 14, 2018 · Saint Louis, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 24, 2017 to Nov 8, 2017 · St. Louis, Mo
- T••••••• I••••••••• M••••••••• I••• to P•••••••• S••••••••• I•••left Feb 12, 2025, registered Feb 17, 2025 (5 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Jun 2, 2022, registered Jul 28, 2022 (56 days) · Affiliated broker-dealer or bank to another
- V•••••• A•••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Sep 14, 2018, registered Dec 20, 2018 (97 days) · Other
- V•••• F•••••••• A•••••••• I••• to V•••••• A•••• M••••••••• I•••left Nov 8, 2017, registered May 2, 2018 (175 days) · Other
- Z•••••• O••••• left T••••••• I••••••••• M••••••••• I••• for P•••••••• S••••••••• I••• (registered 2025-02-17)Feb 12, 2025 · Advisor changed firm · fact
- Z•••••• O••••• left M•• I•••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2022-07-28)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address