RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• S•••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 4, 2025 · Bloomfield Hills , Mi
- W•••• F•••• A••••••• wirehouseFeb 14, 2023 to Dec 4, 2025 · Birmingham, Mi
- C••••••• S••••••••• formerAug 18, 2021 to Feb 13, 2023 · Bloomfield Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJun 19, 2019 to Aug 18, 2021 · Troy, Mi
- P•• W••••• M••••••••• BD affiliatedApr 23, 2018 to Jun 13, 2019 · Taylor, Mi
- O••••••••• • C•• I••• BD affiliatedJul 12, 2017 to Mar 23, 2018 · Wyandotte, Mi
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Dec 4, 2025, registered Dec 4, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C••••••• S••••••••• to W•••• F•••• A•••••••left Feb 13, 2023, registered Feb 14, 2023 (1 days) · RIA to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to C••••••• S•••••••••left Aug 18, 2021, registered Aug 18, 2021 (0 days) · Other
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 13, 2019, registered Jun 19, 2019 (6 days) · Affiliated broker-dealer or bank to another
- O••••••••• • C•• I••• to P•• W••••• M•••••••••left Mar 23, 2018, registered Apr 23, 2018 (31 days) · Affiliated broker-dealer or bank to another
- N••••••• S••••••• left C••••••• S••••••••• for W•••• F•••• A••••••• (registered 2023-02-14)Feb 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address