RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• A••••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Odessa, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 24, 2023 to Mar 31, 2025 · Tampa, Fl
- P••• A••••• S••••••••• L•• BD affiliatedApr 1, 2021 to Mar 11, 2022 · Tampa, Fl
- H•••••• T••••••• • K•••• L•• independent RIAJun 29, 2020 to Jul 8, 2020 · Tampa, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 13, 2019 to Aug 23, 2019 · Tampla, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 11, 2022, registered Jan 24, 2023 (319 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to P••• A••••• S••••••••• L••left Jul 8, 2020, registered Apr 1, 2021 (267 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to H•••••• T••••••• • K•••• L••left Aug 23, 2019, registered Jun 29, 2020 (311 days) · Affiliated broker-dealer or bank to another
- J••••• M•••••• A•••••• left P••• A••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-01-24)Mar 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address