RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• A• J••••••
- M••••• S•••••• wirehouse currentsince Aug 19, 2026 · Coral Gables, Fl
- I••••••• A••••••• S•••••••• L•• mixed wealthApr 24, 2021 to Feb 28, 2025 · Miami, Fl
- W•••• F•••• A••••••• wirehouseFeb 22, 2019 to Apr 22, 2021 · Miami, Fl
- I••••••• A••••••• S•••••••• L•• to M••••• S••••••left Feb 28, 2025, registered Aug 19, 2026 (537 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to I••••••• A••••••• S•••••••• L••left Apr 22, 2021, registered Apr 24, 2021 (2 days) · Wirehouse to independent RIA · moved with a team
- N•••••• A• J•••••• left I••••••• A••••••• S•••••••• L•• for M••••• S•••••• (registered 2026-08-19)Feb 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address