DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D•••• P••••••••

G••••••••• W••••• A•••••••independent RIARichardson, TxIA-onlyIAPD 6775793

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jd P••••••••

At current firm

0 y

since Dec 22, 2025

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• W••••• A••••••• independent RIA current
since Dec 22, 2025 · R••••••Son, Tx
L•• F•••••••• L•• BD affiliated
Sep 2, 2025 to Dec 23, 2025 · Austin, Tx
S•••••••• F•••••••• P•••••••• I••• independent RIA
Apr 20, 2025 to May 7, 2025 · Plano, Tx
N•••• R•••• former
Oct 27, 2022 to Feb 22, 2025 · Beaverton, Or
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 16, 2021 to Oct 14, 2022 · Dallas, Tx
R•••••• P• S•••••••• A••••••••• I••• independent RIA
Dec 7, 2018 to Jan 19, 2021 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to G••••••••• W••••• A•••••••
left Dec 23, 2025, registered Dec 22, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• F•••••••• P•••••••• I••• to L•• F•••••••• L••
left May 7, 2025, registered Sep 2, 2025 (118 days) · RIA to affiliated broker-dealer or bank
N•••• R•••• to S•••••••• F•••••••• P•••••••• I•••
left Feb 22, 2025, registered Apr 20, 2025 (57 days) · RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N•••• R••••
left Oct 14, 2022, registered Oct 27, 2022 (13 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• P• S•••••••• A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 19, 2021, registered Mar 16, 2021 (56 days) · RIA to affiliated broker-dealer or bank

Signals

J••• D•••• P•••••••• left L•• F•••••••• L•• for G••••••••• W••••• A••••••• (registered 2025-12-22)
Dec 23, 2025 · Advisor changed firm · fact
J••• D•••• P•••••••• left S•••••••• F•••••••• P•••••••• I••• for L•• F•••••••• L•• (registered 2025-09-02)
May 7, 2025 · Advisor changed firm · fact
J••• D•••• P•••••••• left N•••• R•••• for S•••••••• F•••••••• P•••••••• I••• (registered 2025-04-20)
Feb 22, 2025 · Advisor changed firm · fact
J••• D•••• P•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for N•••• R•••• (registered 2022-10-27)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address