DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••••• W•••••• N••••••

A•••• A•••••••state registeredFranklin, TnIA-onlyIAPD 6779271

Feed of 09/14/2026

At current firm

0 y

since Apr 20, 2026

In the industry

16 y

since May 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• A••••••• state registered current
since Apr 20, 2026 · Franklin, Tn
A••••••••• L••• other
Jun 16, 2022 to Apr 2, 2026 · Nashville, Tn
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 26, 2020 to May 16, 2022 · Minnetonka, Mn
E••••• J•••• national BD
Aug 17, 2018 to Jun 22, 2020 · Golden Valley, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Aug 18, 2017 to Aug 20, 2018 · Golden Valley, Mn

Moves

a registration end followed by a registration begin elsewhere

A••••••••• L••• to A•••• A•••••••
left Apr 2, 2026, registered Apr 20, 2026 (18 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• L•••
left May 16, 2022, registered Jun 16, 2022 (31 days) · Other
E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 22, 2020, registered Aug 26, 2020 (65 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to E••••• J••••
left Aug 20, 2018, registered Aug 17, 2018 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

T••••••• W•••••• N•••••• left A••••••••• L••• for A•••• A••••••• (registered 2026-04-20)
Apr 2, 2026 · Advisor changed firm · fact
T••••••• W•••••• N•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• L••• (registered 2022-06-16)
May 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address