RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• Z•••••• B•••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 14, 2026 · Shenandoah, Tx
- W•••• F•••• A••••••• wirehouseJun 12, 2023 to Apr 10, 2026 · Magnolia, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 11, 2019 to Oct 18, 2022 · Houston, Tx
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Apr 10, 2026, registered Apr 14, 2026 (4 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 18, 2022, registered Jun 12, 2023 (237 days) · Wirehouse to wirehouse · moved with a team
- D••• Z•••••• B••••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2026-04-14)Apr 10, 2026 · Advisor changed firm · fact
- D••• Z•••••• B••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-06-12)Oct 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address