RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• W•••••• H•••••••••
- E••••• J•••• national BD currentsince Apr 30, 2026 · Kokomo, In
- J••• M••••• S••••••••• L•• wirehouseJun 24, 2021 to May 5, 2026 · Indianapolis, In
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIANov 13, 2018 to Jun 21, 2021 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 6, 2018 to Oct 31, 2018 · Indianapolis, In
- E••••• J•••• national BDAug 31, 2017 to Jan 31, 2018 · Indianapolis, In
- J••• M••••• S••••••••• L•• to E••••• J••••left May 5, 2026, registered Apr 30, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• O• O•••• I••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Jun 21, 2021, registered Jun 24, 2021 (3 days) · Other
- M•• I•••••••• S•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Oct 31, 2018, registered Nov 13, 2018 (13 days) · Other
- E••••• J•••• to M•• I•••••••• S•••••••• L••left Jan 31, 2018, registered Mar 6, 2018 (34 days) · Other
- K••• W•••••• H••••••••• left J••• M••••• S••••••••• L•• for E••••• J•••• (registered 2026-04-30)May 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address