A••••• W•••• S••••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 6, 2023 · Clemson, Sc
• P••• A••••• S••••••••• L•• BD affiliated
  Jul 22, 2021 to Sep 7, 2023 · Greenville, Sc
• W•••• F•••• A••••••• wirehouse
  Sep 29, 2020 to May 12, 2021 · Seneca, Sc
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jul 18, 2017 to Sep 30, 2020 · Greenville, Sc

• P••• A••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Sep 7, 2023, registered Sep 6, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to P••• A••••• S••••••••• L••
  left May 12, 2021, registered Jul 22, 2021 (71 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Sep 30, 2020, registered Sep 29, 2020 (-1 days) · Wirehouse to wirehouse · moved with a team

• A••••• W•••• S•••••• left P••• A••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-09-06)
  Sep 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address