RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y•••••• V••••••
- C•••••• S••••• • C••• I••• national BD currentsince May 22, 2025 · Orlando, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to May 1, 2025 · Orlando, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 18, 2024 to Mar 31, 2025 · Altamonte Springs, Fl
- F••••• I••••••••• independent RIAJul 19, 2021 to Feb 16, 2024 · Plano, Tx
- W•••• F•••• A••••••• wirehouseAug 6, 2018 to Jul 1, 2021 · Pinellas Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 17, 2017 to Jun 22, 2018 · Clearwater, Fl
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left May 1, 2025, registered May 22, 2025 (21 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- F••••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 16, 2024, registered Apr 18, 2024 (62 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to F••••• I•••••••••left Jul 1, 2021, registered Jul 19, 2021 (18 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 22, 2018, registered Aug 6, 2018 (45 days) · Wirehouse to wirehouse · moved with a team
- Y•••••• V•••••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-05-22)May 1, 2025 · Advisor changed firm · fact
- Y•••••• V•••••• left F••••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-04-18)Feb 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address