DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Mark Hilliard
Certified Financial Planner
Feed of 09/15/2026
Also filed as Sean M Hilliard
At current firm
0 y
since Oct 20, 2025
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Rivertree Wealth independent RIA currentsince Oct 20, 2025 · Wake Forest, Nc
- Empower Advisory Group, LLC BD affiliatedApr 3, 2023 to Jul 16, 2025 · Wake Forest, Nc
- Personal Capital Advisors Corporation formerNov 10, 2020 to Apr 3, 2023 · Greenwood Village, Co
- Thrivent Investment Management Inc. BD affiliatedFeb 11, 2019 to Apr 17, 2020 · Heathrow, Fl
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Feb 8, 2019 · Boston, Ma
- Strategic Advisers LLC national BDMar 22, 2018 to Jul 13, 2018 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- Empower Advisory Group, LLC to Rivertree Wealthleft Jul 16, 2025, registered Oct 20, 2025 (96 days) · Affiliated broker-dealer or bank to independent RIA
- Personal Capital Advisors Corporation to Empower Advisory Group, LLCleft Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
- Thrivent Investment Management Inc. to Personal Capital Advisors Corporationleft Apr 17, 2020, registered Nov 10, 2020 (207 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to Thrivent Investment Management Inc.left Feb 8, 2019, registered Feb 11, 2019 (3 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- Sean Mark Hilliard left Empower Advisory Group, Llc for Rivertree Wealth (registered 2025-10-20)Jul 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address