D•••• T••••• B•••••••••

• P••• A••••• S••••••••• L•• BD affiliated current
  since Dec 23, 2024 · Tomball, Tx
• L•• F•••••••• L•• BD affiliated
  Apr 22, 2020 to Jun 21, 2022 · Sherman, Tx
• E•••• S••••••••• L•• BD affiliated
  Jan 30, 2020 to Apr 30, 2020 · Frisco, Tx
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jul 26, 2018 to Oct 18, 2019 · Sherman, Tx

• L•• F•••••••• L•• to P••• A••••• S••••••••• L••
  left Jun 21, 2022, registered Dec 23, 2024 (916 days) · RIA to affiliated broker-dealer or bank
• E•••• S••••••••• L•• to L•• F•••••••• L••
  left Apr 30, 2020, registered Apr 22, 2020 (-8 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••• S••••••••• L••
  left Oct 18, 2019, registered Jan 30, 2020 (104 days) · Affiliated broker-dealer or bank to another

• D•••• T••••• B••••••••• left L•• F•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-12-23)
  Jun 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address