J••••• K••• B••••••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Feb 10, 2023 · Greenwood Village, Co
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jul 20, 2021 to Jan 6, 2023 · Brentwood, Tn
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Jun 28, 2021 to Aug 2, 2021 · Johnson City, Tn
• E••••• J•••• national BD
  Aug 31, 2017 to Oct 1, 2020 · Johnson City, Tn

• V•••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
  left Jan 6, 2023, registered Feb 10, 2023 (35 days) · Affiliated broker-dealer or bank to another
• N••••••••• M••••• I••••••••• S••••••••• to V•••• F•••••••• A•••••••• I•••
  left Aug 2, 2021, registered Jul 20, 2021 (-13 days) · Other
• E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••
  left Oct 1, 2020, registered Jun 28, 2021 (270 days) · Other

• ••• Locked
  Jan 6, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address