DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Brady Risalvato

Allworth Financial, L.P.BD affiliatedFolsom, Ca IA-onlyIAPD 6798699

Feed of 09/14/2026

At current firm

3 y

since Aug 31, 2023

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allworth Financial, L.P. BD affiliated current
since Aug 31, 2023 · Folsom, Ca
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Oct 4, 2023 · Greenwood Village, Co
Personal Capital Advisors Corporation former
Feb 27, 2023 to Apr 3, 2023 · Greenwood Village, Co
Gds Wealth Management independent RIA
Aug 3, 2022 to Oct 20, 2022 · Flower Mound, Tx
Fisher Investments independent RIA
Jan 8, 2020 to Jun 6, 2022 · Plano, Tx
Morgan Stanley wirehouse
Sep 22, 2018 to Sep 10, 2019 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to Allworth Financial, L.P.
left Oct 4, 2023, registered Aug 31, 2023 (-34 days) · Affiliated broker-dealer or bank to another
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Gds Wealth Management to Personal Capital Advisors Corporation
left Oct 20, 2022, registered Feb 27, 2023 (130 days) · RIA to RIA
Fisher Investments to Gds Wealth Management
left Jun 6, 2022, registered Aug 3, 2022 (58 days) · RIA to RIA
Morgan Stanley to Fisher Investments
left Sep 10, 2019, registered Jan 8, 2020 (120 days) · Wirehouse to independent RIA

Signals

James Brady Risalvato left Empower Advisory Group, Llc for Allworth Financial, L.P. (registered 2023-08-31)
Oct 4, 2023 · Advisor changed firm · fact
James Brady Risalvato left Gds Wealth Management for Personal Capital Advisors Corporation (registered 2023-02-27)
Oct 20, 2022 · Advisor changed firm · fact
James Brady Risalvato left Fisher Investments for Gds Wealth Management (registered 2022-08-03)
Jun 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address