DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• D•••• L•

J••• M••••• S••••••••• L••wirehouseCanton, Ma dual registrantIAPD 6801343

Feed of 09/15/2026

Also filed as D••••• D•••• L•

At current firm

0 y

since Jul 31, 2026

In the industry

15 y

since Nov 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jul 31, 2026 · Brockton, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2024 to Jul 31, 2026 · Hingham, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 6, 2022 to Sep 18, 2024 · Hingham, Ma
C••••••• S••••••••• I••• BD affiliated
Aug 6, 2020 to Apr 27, 2022 · Hudson, Ma
J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliated
Feb 11, 2020 to Aug 19, 2020 · Boston, Ma
E••••• J•••• national BD
Jun 12, 2019 to Dec 11, 2019 · Brockton, Ma

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jul 31, 2026, registered Jul 31, 2026 (0 days) · Wirehouse to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 18, 2024, registered Oct 31, 2024 (43 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 27, 2022, registered Jun 6, 2022 (40 days) · Affiliated broker-dealer or bank to another
J••• H•••••• P••••••• F•••••••• S•••••••• L•• to C••••••• S••••••••• I•••
left Aug 19, 2020, registered Aug 6, 2020 (-13 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to J••• H•••••• P••••••• F•••••••• S•••••••• L••
left Dec 11, 2019, registered Feb 11, 2020 (62 days) · Affiliated broker-dealer or bank to another

Signals

D••••• D•••• L• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-07-31)
Jul 31, 2026 · Advisor changed firm · fact
D••••• D•••• L• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-31)
Sep 18, 2024 · Advisor changed firm · fact
D••••• D•••• L• left C••••••• S••••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-06-06)
Apr 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address