DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• B•••• L•••••••

S••••independent RIAPowder Springs, Ga IA-onlyIAPD 6802894

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••• L•••••••

At current firm

0 y

since May 18, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since May 18, 2026 · Powder Springs, Ga
P••••••••• C•••••• A••••••• independent RIA
Jan 10, 2022 to Mar 18, 2026 · Marietta, Ga
S•••••••• C•••••• former
May 27, 2020 to Jan 5, 2022 · Atlanta, Ga
J• W• C••• A•••••••• I••• BD affiliated
Oct 7, 2017 to May 4, 2020 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

P••••••••• C•••••• A••••••• to S••••
left Mar 18, 2026, registered May 18, 2026 (61 days) · RIA to RIA
S•••••••• C•••••• to P••••••••• C•••••• A•••••••
left Jan 5, 2022, registered Jan 10, 2022 (5 days) · RIA to RIA
J• W• C••• A•••••••• I••• to S•••••••• C••••••
left May 4, 2020, registered May 27, 2020 (23 days) · RIA to RIA

Signals

C••••• B•••• L••••••• left P••••••••• C•••••• A••••••• for Savvy (registered 2026-05-18)
Mar 18, 2026 · Advisor changed firm · fact
C••••• B•••• L••••••• left S•••••••• C•••••• for P••••••••• C•••••• A••••••• (registered 2022-01-10)
Jan 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address