RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• N•••• V•••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 15, 2025 · Irving, Tx
- C••••••• S••••••••• I••• BD affiliatedJul 6, 2023 to Aug 18, 2023 · Irving, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 13, 2022 to May 1, 2023 · Irving, Tx
- E••••• J•••• national BDNov 26, 2021 to Mar 15, 2022 · Southlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 20, 2020 to Nov 30, 2021 · Flower Mound, Tx
- W•••• F•••• A••••••• wirehouseJul 30, 2019 to Mar 24, 2020 · North Richland Hills, Tx
- C••••••• S••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Aug 18, 2023, registered Aug 15, 2025 (728 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••• S••••••••• I•••left May 1, 2023, registered Jul 6, 2023 (66 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to C•••••••• G••••• M•••••• I•••left Mar 15, 2022, registered Jun 13, 2022 (90 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Nov 30, 2021, registered Nov 26, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 24, 2020, registered Mar 20, 2020 (-4 days) · Wirehouse to wirehouse
- H••••• N•••• V••••••• left C••••••• S••••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-08-15)Aug 18, 2023 · Advisor changed firm · fact
- H••••• N•••• V••••••• left C•••••••• G••••• M•••••• I••• for C••••••• S••••••••• I••• (registered 2023-07-06)May 1, 2023 · Advisor changed firm · fact
- H••••• N•••• V••••••• left E••••• J•••• for C•••••••• G••••• M•••••• I••• (registered 2022-06-13)Mar 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address