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Registered advisor
J••••••••• S•••• D•••••••
Feed of 09/15/2026
Also filed as JP Dhaliwal
At current firm
3 y
since Dec 9, 2022
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 9, 2022 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJul 27, 2021 to Nov 16, 2022 · Fresno, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 23, 2018 to Jan 6, 2020 · Fresno, Ca
- F•••• C•••••• A••••••• S••••••• BD affiliatedAug 15, 2018 to Sep 13, 2018 · Lemoore, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Nov 16, 2022, registered Dec 9, 2022 (23 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 6, 2020, registered Jul 27, 2021 (568 days) · Wirehouse to wirehouse · moved with a team
- F•••• C•••••• A••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 13, 2018, registered Nov 23, 2018 (71 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- J••••••••• S•••• D••••••• left W•••• F•••• A••••••• for P•• W••••• M••••••••• (registered 2022-12-09)Nov 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address