DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Hanna Marie Jackson

UBS Financial Services Inc.wirehouseRocky River, Oh dual registrantIAPD 6816873

Feed of 09/15/2026

Also filed as Hanna Marie Ludwig

At current firm

1 y

since Sep 17, 2025

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Sep 17, 2025 · Indianapolis, In
Thurston Springer Advisors BD affiliated
Mar 21, 2023 to Aug 25, 2025 · Indianapolis, In
RBC Capital Markets, LLC national BD
Oct 27, 2022 to Mar 29, 2023 · Indianapolis, In
UBS Financial Services Inc. wirehouse
Jan 21, 2022 to Nov 8, 2022 · Indianapolis, In
Sanctuary Advisors, LLC BD affiliated
Dec 5, 2019 to Oct 18, 2021 · Indianapolis, In
Woodbury Financial Services, Inc. former
Jun 10, 2019 to Nov 26, 2019 · Zionsville, In

Moves

a registration end followed by a registration begin elsewhere

Thurston Springer Advisors to UBS Financial Services Inc.
left Aug 25, 2025, registered Sep 17, 2025 (23 days) · Affiliated broker-dealer or bank to wirehouse
RBC Capital Markets, LLC to Thurston Springer Advisors
left Mar 29, 2023, registered Mar 21, 2023 (-8 days) · Affiliated broker-dealer or bank to another
UBS Financial Services Inc. to RBC Capital Markets, LLC
left Nov 8, 2022, registered Oct 27, 2022 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Sanctuary Advisors, LLC to UBS Financial Services Inc.
left Oct 18, 2021, registered Jan 21, 2022 (95 days) · RIA to wirehouse
Woodbury Financial Services, Inc. to Sanctuary Advisors, LLC
left Nov 26, 2019, registered Dec 5, 2019 (9 days) · Affiliated broker-dealer or bank to another

Signals

Hanna Marie Jackson left Thurston Springer Advisors for Ubs Financial Services Inc. (registered 2025-09-17)
Aug 25, 2025 · Advisor changed firm · fact
Hanna Marie Jackson left Rbc Capital Markets, Llc for Thurston Springer Advisors (registered 2023-03-21)
Mar 29, 2023 · Advisor changed firm · fact
Hanna Marie Jackson left Ubs Financial Services Inc. for Rbc Capital Markets, Llc (registered 2022-10-27)
Nov 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address