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Registered advisor
D••••• A•••••••• R••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Daniel Rosenthal
At current firm
2 y
since Dec 7, 2023
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 7, 2023 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseApr 5, 2023 to Nov 21, 2023 · Houston, Tx
- M••••• S•••••• wirehouseAug 30, 2019 to Apr 24, 2023 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 24, 2019 to Jun 10, 2019 · Houston, Tx
- C•••••• S••••• • C••• I••• national BDNov 19, 2018 to Jan 18, 2019 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 21, 2023, registered Dec 7, 2023 (16 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 24, 2023, registered Apr 5, 2023 (-19 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 10, 2019, registered Aug 30, 2019 (81 days) · Wirehouse to wirehouse · moved with a team
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Jan 18, 2019, registered Jan 24, 2019 (6 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- D••••• A•••••••• R•••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2023-12-07)Nov 21, 2023 · Advisor changed firm · fact
- D••••• A•••••••• R•••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2023-04-05)Apr 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address