DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• W••••• H••••••

A•••••••• W••••• P•••••••independent RIAFort Myers, FlIA-onlyIAPD 6823334

Feed of 09/14/2026

Also filed as C••••• W••••• H••••••

At current firm

1 y

since Jan 1, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••••• W••••• P••••••• independent RIA current
since Jan 1, 2025 · Fort Myers, Fl
W•••• F•••• A••••••• wirehouse
Dec 12, 2021 to Jun 4, 2024 · Fort Myers, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 20, 2021 to Jan 3, 2022 · Fort Myers, Fl
M•••• F•••••••• A••••••• G•••• independent RIA
Nov 9, 2017 to Mar 4, 2020 · Fort Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A•••••••• W••••• P•••••••
left Jun 4, 2024, registered Jan 1, 2025 (211 days) · Wirehouse to independent RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
left Jan 3, 2022, registered Dec 12, 2021 (-22 days) · Affiliated broker-dealer or bank to wirehouse
M•••• F•••••••• A••••••• G•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 4, 2020, registered Jan 20, 2021 (322 days) · RIA to affiliated broker-dealer or bank

Signals

C••••• W••••• H•••••• left W•••• F•••• A••••••• for A•••••••• W••••• P••••••• (registered 2025-01-01)
Jun 4, 2024 · Advisor changed firm · fact
C••••• W••••• H•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2021-12-12)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address