DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• F•••••••• A••••••• G••••
Legal name M•••• F•••••••• A••••••• G••••• I•••
Latest filing Mar 12, 2026
First filing on the tape Feb 14, 2012 · 30 filings
SEC status approved since Feb 7, 2000
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$172M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$176M as of Mar 12, 2026
Feb 14, 2012$126M then
HNW client RAUM$135M as of Mar 12, 2026
Mar 30, 2018$148M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Feb 14, 20120 then
Employees (5.A)5 as of Mar 12, 2026
Mar 26, 20132 then
Private funds: no history
RAUM +11% over the last fiscal year+8.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $366,834derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M77%
- Individuals$37.1M21%
- Pension and profit-sharing plans$4.1M2.3%
- Individual clients
- 87reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 479reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• P•••••• J•••••Certified Financial Planner | Fort Myers, Fl | Oct 26, 2020 | 11 y | 0 |
| T••• C••••••••• M••••Certified Financial Planner | Fort Myers, Fl | Jan 22, 2026 | 36 y | 1 |
| J••••• R••••• P••••••• | Fort Myers, Fl | Apr 15, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• W••••• H•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Mar 4, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••• K••••• P•••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- M••••• T•••• C••••••••• · Presidentcontrolsince 06/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Myers, Fl · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 561 to 479Mar 22, 2025 to Mar 12, 2026
- HNW clients · 39 to 43Mar 22, 2025 to Mar 12, 2026
- Employees · 3 to 5Mar 22, 2025 to Mar 12, 2026
- Discretionary RAUM · $158M to $176MMar 22, 2025 to Mar 12, 2026
- HNW RAUM · $115M to $135MMar 22, 2025 to Mar 12, 2026
- Individual RAUM · $38.3M to $37.1MMar 22, 2025 to Mar 12, 2026
- Pension RAUM · $3.3M to $4.1MMar 22, 2025 to Mar 12, 2026
- RAUM · $158M to $176MMar 22, 2025 to Mar 12, 2026
- Accounts · 453 to 561Mar 2, 2024 to Mar 22, 2025
- HNW clients · 40 to 39Mar 2, 2024 to Mar 22, 2025
- Individual clients · 73 to 87Mar 2, 2024 to Mar 22, 2025
- Pension plan clients · 2.0 to unsetMar 2, 2024 to Mar 22, 2025
- Employees · 4 to 3Mar 2, 2024 to Mar 22, 2025
- Financial planning clients · 51-100 to 101-250Mar 2, 2024 to Mar 22, 2025
- Discretionary RAUM · $147M to $158MMar 2, 2024 to Mar 22, 2025
- HNW RAUM · $107M to $115MMar 2, 2024 to Mar 22, 2025
- Individual RAUM · $35.3M to $38.3MMar 2, 2024 to Mar 22, 2025
- Pension RAUM · $4.3M to $3.3MMar 2, 2024 to Mar 22, 2025
- RAUM · $147M to $158MMar 2, 2024 to Mar 22, 2025
- Accounts · 464 to 453Oct 30, 2023 to Mar 1, 2024
- Individual clients · 70 to 73Oct 30, 2023 to Mar 1, 2024
- Pension plan clients · unset to 2.0Oct 30, 2023 to Mar 1, 2024
- Financial planning clients · 101-250 to 51-100Oct 30, 2023 to Mar 1, 2024
- Discretionary RAUM · $136M to $147MOct 30, 2023 to Mar 1, 2024
- HNW RAUM · $101M to $107MOct 30, 2023 to Mar 1, 2024
- Individual RAUM · $31.9M to $35.3MOct 30, 2023 to Mar 1, 2024
- Pension RAUM · $3.8M to $4.3MOct 30, 2023 to Mar 1, 2024
- RAUM · $136M to $147MOct 30, 2023 to Mar 1, 2024
- Accounts · 428 to 464Mar 11, 2022 to Mar 7, 2023
- HNW clients · 36 to 40Mar 11, 2022 to Mar 7, 2023
- Individual clients · 62 to 70Mar 11, 2022 to Mar 7, 2023
- Employees · 3 to 4Mar 11, 2022 to Mar 7, 2023
- Financial planning clients · 51-100 to 101-250Mar 11, 2022 to Mar 7, 2023
- Discretionary RAUM · $128M to $136MMar 11, 2022 to Mar 7, 2023
- HNW RAUM · $96.0M to $101MMar 11, 2022 to Mar 7, 2023
- Individual RAUM · $28.6M to $31.9MMar 11, 2022 to Mar 7, 2023
- Pension RAUM · $3.6M to $3.8MMar 11, 2022 to Mar 7, 2023
- RAUM · $128M to $136MMar 11, 2022 to Mar 7, 2023
- Accounts · 463 to 428Apr 5, 2021 to Mar 10, 2022
- Advisory employees · 3 to 2Apr 5, 2021 to Mar 10, 2022
Signals
1 dated events
- P•••••• K•••• J••••• (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of M•••• F•••••••• A••••••• G••••Mar 10, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-275-1122reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/macke-financial-advisory-group-feeonly/reportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/greatergiftsforeportedpublic record, Form ADV, Sep 19, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 239-275-1122reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026