DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••••• T•••••••

A••••••••• I•••BD affiliatedChicago, Il dual registrantIAPD 6827856

Feed of 09/15/2026

Also filed as B••••••••• T•••••••

At current firm

0 y

since Feb 17, 2026

In the industry

19 y

since Feb 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• I••• BD affiliated current
since Feb 17, 2026 · Concord, Ca
Z•••• I••••••••• M••••••••• I••• mixed wealth
Jan 8, 2026 to Feb 11, 2026 · Chicago, Il
Z•••• I••••••••• M••••••••• I••• mixed wealth
Jun 4, 2025 to Dec 31, 2025 · Milwaukee, Wi
T••••••• I••••••••• M••••••••• I••• BD affiliated
Dec 12, 2023 to Mar 15, 2024 · Minneapolis, Mn
R••••• W• B•••• • C•• I••••••••• mixed wealth
May 6, 2020 to Aug 12, 2021 · Milwaukee, Wi
A•••••••• F•••• M••••••••• L•• asset manager
Apr 15, 2019 to Jan 14, 2020 · Menomonee Falls, Wi
M••••• S•••••• wirehouse
Jan 14, 2019 to Mar 5, 2019 · Waukesha, Wi

Moves

a registration end followed by a registration begin elsewhere

Z•••• I••••••••• M••••••••• I••• to A••••••••• I•••
left Feb 11, 2026, registered Feb 17, 2026 (6 days) · RIA to affiliated broker-dealer or bank
T••••••• I••••••••• M••••••••• I••• to Z•••• I••••••••• M••••••••• I•••
left Mar 15, 2024, registered Jun 4, 2025 (446 days) · Affiliated broker-dealer or bank to independent RIA
R••••• W• B•••• • C•• I••••••••• to T••••••• I••••••••• M••••••••• I•••
left Aug 12, 2021, registered Dec 12, 2023 (852 days) · RIA to affiliated broker-dealer or bank
A•••••••• F•••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Jan 14, 2020, registered May 6, 2020 (113 days) · Other
M••••• S•••••• to A•••••••• F•••• M••••••••• L••
left Mar 5, 2019, registered Apr 15, 2019 (41 days) · Other

Signals

B••••••••• T••••••• left Z•••• I••••••••• M••••••••• I••• for A••••••••• I••• (registered 2026-02-17)
Feb 11, 2026 · Advisor changed firm · fact
B••••••••• T••••••• left T••••••• I••••••••• M••••••••• I••• for Z•••• I••••••••• M••••••••• I••• (registered 2025-06-04)
Mar 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address