M•••••• S•••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jul 25, 2023 · St Cloud, Mn
• E•••••• A••••••• G••••• L•• BD affiliated
  Jul 22, 2022 to Jul 16, 2023 · Greenwood Village, Co
• C••••• A•••••• N••••••• L•• former
  Jun 9, 2021 to Aug 10, 2021 · El Segundo, Ca
• V••• F•••••••• A•••••••• I••• BD affiliated
  Jan 28, 2020 to Jun 9, 2021 · Windsor, Ct

• E•••••• A••••••• G••••• L•• to C••••• I••••••••• A••••••• L••
  left Jul 16, 2023, registered Jul 25, 2023 (9 days) · Affiliated broker-dealer or bank to another
• C••••• A•••••• N••••••• L•• to E•••••• A••••••• G••••• L••
  left Aug 10, 2021, registered Jul 22, 2022 (346 days) · Affiliated broker-dealer or bank to another
• V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

• ••• Locked
  Jul 16, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address