DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• P•••••

W•••• F•••• A•••••••wirehouseSchaumburg, Ildual registrantIAPD 6843786

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• P•••••-Dylgjeri

At current firm

1 y

since Aug 6, 2025

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 6, 2025 · Schaumburg, Il
O•• P••••••• former
Jun 27, 2024 to Aug 6, 2025 · Schaumberg, Il
H•••••••• A•••••••• L•• BD affiliated
Dec 18, 2023 to Mar 7, 2024 · Chicago, Il
M•••••• BD affiliated
Jul 7, 2021 to Dec 8, 2023 · Oakbrook Terrace, Il
W•••• F•••• A••••••• wirehouse
Feb 18, 2021 to Jul 28, 2021 · St. Louis, Mo
K••••• A••••••• S•••••••• L•• BD affiliated
Nov 2, 2020 to Nov 18, 2020 · Deerfield, Il
W•••• F•••• A••••••• wirehouse
Oct 18, 2017 to Nov 4, 2020 · Schaumburg, Il

Moves

a registration end followed by a registration begin elsewhere

O•• P••••••• to W•••• F•••• A•••••••
left Aug 6, 2025, registered Aug 6, 2025 (0 days) · RIA to wirehouse
H•••••••• A•••••••• L•• to O•• P•••••••
left Mar 7, 2024, registered Jun 27, 2024 (112 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• to H•••••••• A•••••••• L••
left Dec 8, 2023, registered Dec 18, 2023 (10 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to M••••••
left Jul 28, 2021, registered Jul 7, 2021 (-21 days) · Wirehouse to affiliated broker-dealer or bank
K••••• A••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Nov 18, 2020, registered Feb 18, 2021 (92 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to K••••• A••••••• S•••••••• L••
left Nov 4, 2020, registered Nov 2, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank

Signals

A••• P••••• left O•• P••••••• for W•••• F•••• A••••••• (registered 2025-08-06)
Aug 6, 2025 · Advisor changed firm · fact
A••• P••••• left H•••••••• A•••••••• L•• for O•• P••••••• (registered 2024-06-27)
Mar 7, 2024 · Advisor changed firm · fact
A••• P••••• left Mariner for H•••••••• A•••••••• L•• (registered 2023-12-18)
Dec 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address