DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Taylor Cox
Certified Financial Planner
Feed of 09/14/2026
Also filed as Robert Taylor Cox
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Denver, Co
- Fidelity Personal And Workplace Advisors formerAug 15, 2024 to Mar 31, 2025 · Denver, Co
- Vanguard Advisers, Inc. BD affiliatedFeb 26, 2021 to Aug 7, 2024 · Scottsdale, Az
- Securian Financial Services, Inc. formerFeb 14, 2018 to Sep 4, 2018 · Scottsdale, Az
- Cri Securities, LLC formerFeb 14, 2018 to Sep 4, 2018 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Vanguard Advisers, Inc. to Fidelity Personal And Workplace Advisorsleft Aug 7, 2024, registered Aug 15, 2024 (8 days) · Affiliated broker-dealer or bank to another
- Securian Financial Services, Inc. to Cri Securities, LLCleft Sep 4, 2018, registered Feb 14, 2018 (-202 days) · channel change inside one enterprise, not a move
- Cri Securities, LLC to Vanguard Advisers, Inc.left Sep 4, 2018, registered Feb 26, 2021 (906 days) · Affiliated broker-dealer or bank to another
Signals
- Robert Taylor Cox left Vanguard Advisers, Inc. for Fidelity Personal And Workplace Advisors (registered 2024-08-15)Aug 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address