RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• V•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 31, 2026 · Antelope, Ca
- E••••• J•••• national BDJun 2, 2025 to Apr 20, 2026 · St Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 23, 2022 to May 20, 2025 · Roseville, Ca
- E••••• J•••• to J••• M••••• S••••••••• L••left Apr 20, 2026, registered Jul 31, 2026 (102 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to E••••• J••••left May 20, 2025, registered Jun 2, 2025 (13 days) · Wirehouse to affiliated broker-dealer or bank
- G••• V••••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2026-07-31)Apr 20, 2026 · Advisor changed firm · fact
- G••• V••••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2025-06-02)May 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address