DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• P••••••

S••••• W••••• A•••••••• I•••no RAUMOrlando, Fldual registrantIAPD 6852661

Feed of 09/14/2026

Also filed as D••••• P••••••

At current firm

2 y

since Sep 16, 2024

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Sep 16, 2024 · Orlando, Fl
E•••••• A••••••• G••••• L•• BD affiliated
Feb 5, 2024 to Aug 6, 2024 · Orlando, Fl
C•••••• S••••• • C••• I••• national BD
Mar 6, 2022 to Dec 4, 2023 · Grand Rapids, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Oct 14, 2021 to Feb 10, 2022 · Kentwood, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 13, 2019 to Oct 13, 2021 · Kentwood, Mi

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to S••••• W••••• A•••••••• I•••
left Aug 6, 2024, registered Sep 16, 2024 (41 days) · Other
C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Dec 4, 2023, registered Feb 5, 2024 (63 days) · Affiliated broker-dealer or bank to another
H••••••••• F•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Feb 10, 2022, registered Mar 6, 2022 (24 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••
left Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

D••••• P•••••• left E•••••• A••••••• G••••• L•• for S••••• W••••• A•••••••• I••• (registered 2024-09-16)
Aug 6, 2024 · Advisor changed firm · fact
D••••• P•••••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-02-05)
Dec 4, 2023 · Advisor changed firm · fact
D••••• P•••••• left H••••••••• F•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2022-03-06)
Feb 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address