DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• R•••• V•• B••••••

O•••• I••••••••• I•••BD affiliatedReidsville, Nc dual registrantIAPD 6852662

Feed of 09/15/2026

Also filed as Ricky Van B••••••

At current firm

1 y

since May 28, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• I••••••••• I••• BD affiliated current
since May 28, 2025 · Eden, Nc
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Dec 3, 2024 to May 14, 2025 · Roanoke, Va
L•••• F••• A••••••• S••••••• BD affiliated
Apr 10, 2023 to Dec 3, 2024 · Roanoke, Va
L•• F•••••••• L•• BD affiliated
Dec 12, 2022 to Mar 20, 2023 · Celebration, Fl
W•••• F•••• A••••••• wirehouse
May 7, 2019 to Jul 27, 2021 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• I••••••••• I•••
left May 14, 2025, registered May 28, 2025 (14 days) · Affiliated broker-dealer or bank to another
L•••• F••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 3, 2024, registered Dec 3, 2024 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to L•••• F••• A••••••• S•••••••
left Mar 20, 2023, registered Apr 10, 2023 (21 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jul 27, 2021, registered Dec 12, 2022 (503 days) · Wirehouse to independent RIA

Signals

E••• R•••• V•• B•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for O•••• I••••••••• I••• (registered 2025-05-28)
May 14, 2025 · Advisor changed firm · fact
E••• R•••• V•• B•••••• left L•••• F••• A••••••• S••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-12-03)
Dec 3, 2024 · Advisor changed firm · fact
E••• R•••• V•• B•••••• left L•• F•••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2023-04-10)
Mar 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address