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Feed of 09/19/2026
Also filed as J••••• P••••••
At current firm
0 y
since Sep 18, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 18, 2026 · St. Louis, Mo
- V••••••• A•••••••• I••• BD affiliatedAug 4, 2025 to Jul 24, 2026 · Scottsdale, Az
- J••• M••••• S••••••••• L•• wirehouseNov 9, 2022 to Apr 4, 2025 · Tempe, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 2021 to Aug 10, 2022 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to E••••• J••••left Jul 24, 2026, registered Sep 18, 2026 (56 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••left Apr 4, 2025, registered Aug 4, 2025 (122 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 10, 2022, registered Nov 9, 2022 (91 days) · Wirehouse to wirehouse
Signals
- J••••• M• P•••••• registered as an investment adviser representative at E••••• J••••Sep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address