DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• M•••••• H••••

A••••• A•• P••••••• S•••••••BD affiliatedFrisco, Tx dual registrantIAPD 6864810

Feed of 09/15/2026

Also filed as Mike H••••

At current firm

1 y

since May 19, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since May 19, 2025 · Frisco, Tx
R•••••• J•••• • A••••••••• I••• national BD
Mar 30, 2023 to May 16, 2025 · Aubrey, Tx
E••••• J•••• national BD
Oct 5, 2022 to Jan 24, 2023 · St Louis, Mo
W•••• F•••• A••••••• wirehouse
Aug 7, 2018 to Feb 17, 2021 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to A••••• A•• P••••••• S•••••••
left May 16, 2025, registered May 19, 2025 (3 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to R•••••• J•••• • A••••••••• I•••
left Jan 24, 2023, registered Mar 30, 2023 (65 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E••••• J••••
left Feb 17, 2021, registered Oct 5, 2022 (595 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E•••• M•••••• H•••• left R•••••• J•••• • A••••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2025-05-19)
May 16, 2025 · Advisor changed firm · fact
E•••• M•••••• H•••• left E••••• J•••• for R•••••• J•••• • A••••••••• I••• (registered 2023-03-30)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address