DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••

S•••••••• A•••••••• L••BD affiliatedPhiladelphia, Pa IA-onlyIAPD 6866120

Feed of 09/14/2026

Also filed as M•••••• Robert P•••••

At current firm

0 y

since Dec 16, 2025

In the industry

19 y

since Sep 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A•••••••• L•• BD affiliated current
since Dec 16, 2025 · Moorestown, Nj
E•••••• F•••••••• E•••••• independent RIA
Nov 15, 2023 to Dec 10, 2025 · Philadelphia, Pa
S•••• F•••••••• independent RIA
Oct 28, 2021 to Jun 5, 2023 · Horsham, Pa
B••••••••• S•••••••• W•••••• L•• former
Apr 23, 2020 to Apr 22, 2021 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to S•••••••• A•••••••• L••
left Dec 10, 2025, registered Dec 16, 2025 (6 days) · RIA to affiliated broker-dealer or bank
S•••• F•••••••• to E•••••• F•••••••• E••••••
left Jun 5, 2023, registered Nov 15, 2023 (163 days) · RIA to RIA
B••••••••• S•••••••• W•••••• L•• to S•••• F••••••••
left Apr 22, 2021, registered Oct 28, 2021 (189 days) · RIA to RIA

Signals

M•••••• P••••• left E•••••• F•••••••• E•••••• for S•••••••• A•••••••• L•• (registered 2025-12-16)
Dec 10, 2025 · Advisor changed firm · fact
M•••••• P••••• left S•••• F•••••••• for E•••••• F•••••••• E•••••• (registered 2023-11-15)
Jun 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address