J•••••• L••••••• S•••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Jan 13, 2026 · Pasadena, Ca
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Feb 4, 2020 to Apr 2, 2024 · Woodland Hills, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Nov 20, 2018 to Jun 11, 2019 · Los Angeles, Ca
• E••••• J•••• national BD
  Jan 17, 2018 to Jul 24, 2018 · Chesapeake, Va

• F••••••• P••••••• A•• W•••••••• A••••••• to A••••• A•• P••••••• S•••••••
  left Apr 2, 2024, registered Jan 13, 2026 (651 days) · Affiliated broker-dealer or bank to another
• J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jun 11, 2019, registered Feb 4, 2020 (238 days) · Wirehouse to affiliated broker-dealer or bank
• E••••• J•••• to J••• M••••• S••••••••• L••
  left Jul 24, 2018, registered Nov 20, 2018 (119 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

• ••• Locked
  Apr 2, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

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