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RIA Intelligence
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Registered advisor
A••••• N•••••• S••••••••
Feed of 09/15/2026
Also filed as A••••• N S••••••••
At current firm
2 y
since Jun 25, 2024
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 25, 2024 · Tampa, Fl
- M••••• S•••••• wirehouseSep 5, 2023 to Jun 4, 2024 · Tampa, Fl
- E•••••• C•••••• M••••••••• L•• formerOct 28, 2020 to Sep 5, 2023 · Arlington, Va
- E••••• J•••• national BDJan 31, 2018 to Oct 14, 2020 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Jun 4, 2024, registered Jun 25, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- E••••• J•••• to E•••••• C•••••• M••••••••• L••left Oct 14, 2020, registered Oct 28, 2020 (14 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- A••••• N•••••• S•••••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2024-06-25)Jun 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address