RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••••• W• D•••••
- E••••• J•••• national BD currentsince Jul 8, 2025 · St. Louis, Mo
- E•••••• A••••••• G••••• L•• BD affiliatedJan 11, 2022 to Jul 1, 2025 · Evans, Ga
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedAug 2, 2021 to Dec 26, 2021 · Augusta, Ga
- P•••• S••••••••• L•• no RAUMFeb 11, 2021 to May 13, 2021 · Franklin, Tn
- F•••• C•••••• A••••••• S••••••• BD affiliatedOct 16, 2018 to Feb 8, 2021 · Evans, Ga
- E••••• J•••• national BDFeb 13, 2018 to Sep 26, 2018 · Evans, Ga
- E•••••• A••••••• G••••• L•• to E••••• J••••left Jul 1, 2025, registered Jul 8, 2025 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- B•••••• L••• A••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Dec 26, 2021, registered Jan 11, 2022 (16 days) · Other
- P•••• S••••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left May 13, 2021, registered Aug 2, 2021 (81 days) · Affiliated broker-dealer or bank to another
- F•••• C•••••• A••••••• S••••••• to P•••• S••••••••• L••left Feb 8, 2021, registered Feb 11, 2021 (3 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to F•••• C•••••• A••••••• S•••••••left Sep 26, 2018, registered Oct 16, 2018 (20 days) · Affiliated broker-dealer or bank to another
- K••••••••• W• D••••• left E•••••• A••••••• G••••• L•• for E••••• J•••• (registered 2025-07-08)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address