DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dareal Lanae Harmon

Wells Fargo AdvisorswirehouseBerkeley, Ca dual registrantIAPD 6902789

Feed of 09/15/2026

Also filed as Dareal Harmon

At current firm

0 y

since Oct 22, 2025

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Oct 22, 2025 · Walnut Creek, Ca
LPL Financial LLC BD affiliated
Jul 10, 2024 to Oct 10, 2025 · Oakland, Ca
J.P. Morgan Securities LLC wirehouse
May 30, 2024 to Jul 6, 2024 · Oakland, Ca
J.P. Morgan Private Wealth Advisors LLC former
Mar 22, 2023 to Jul 8, 2024 · Oakland, Ca
Wells Fargo Advisors wirehouse
Jan 8, 2021 to Jun 8, 2022 · Berkeley, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Wells Fargo Advisors
left Oct 10, 2025, registered Oct 22, 2025 (12 days) · Affiliated broker-dealer or bank to wirehouse
J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLC
left Jul 8, 2024, registered May 30, 2024 (-39 days) · channel change inside one enterprise, not a move · moved with a team
J.P. Morgan Securities LLC to LPL Financial LLC
left Jul 6, 2024, registered Jul 10, 2024 (4 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to J.P. Morgan Private Wealth Advisors LLC
left Jun 8, 2022, registered Mar 22, 2023 (287 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Dareal Lanae Harmon left Lpl Financial Llc for Wells Fargo Advisors (registered 2025-10-22)
Oct 10, 2025 · Advisor changed firm · fact
Dareal Lanae Harmon left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2024-07-10)
Jul 6, 2024 · Advisor changed firm · fact
Dareal Lanae Harmon left Wells Fargo Advisors for J.P. Morgan Private Wealth Advisors Llc (registered 2023-03-22)
Jun 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address