DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• A• F•••••

F••••• I•••••••••independent RIAPlano, Tx IA-onlyIAPD 6905693

Feed of 09/15/2026

Also filed as R••••• Alexander F•••••

At current firm

0 y

since Aug 20, 2026

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Aug 20, 2026 · Plano, Tx
T••••••• I••••••••• M••••••••• I••• BD affiliated
Nov 7, 2024 to Jan 15, 2026 · Minneapolis, Mn
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Apr 11, 2024 · Atlanta, Ga
C••• B•••••••• S•••••••• I••• former
Oct 2, 2020 to May 18, 2022 · Atlanta, Ga
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Feb 10, 2020 to Feb 24, 2020 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to F••••• I•••••••••
left Jan 15, 2026, registered Aug 20, 2026 (217 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Apr 11, 2024, registered Nov 7, 2024 (210 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
M••••• O• O•••• I••••••• S•••••••• I••• to C••• B•••••••• S•••••••• I•••
left Feb 24, 2020, registered Oct 2, 2020 (221 days) · Other

Signals

R••••• A• F••••• left T••••••• I••••••••• M••••••••• I••• for F••••• I••••••••• (registered 2026-08-20)
Jan 15, 2026 · Advisor changed firm · fact
R••••• A• F••••• left L•• F•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-11-07)
Apr 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address