RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• K•••• J•••••••
- F•••••••• B••••••• G•••• other currentsince Jul 7, 2023 · Meridian, Id
- C••••••• P••••••• independent RIAJan 4, 2022 to Jul 10, 2023 · Overland Park, Ks
- R••••• F•••••••• A••••••• formerMar 8, 2018 to Jan 3, 2022 · La Mesa, Ca
- C••••••• P••••••• to F•••••••• B••••••• G••••left Jul 10, 2023, registered Jul 7, 2023 (-3 days) · RIA to a newly registered adviser
- R••••• F•••••••• A••••••• to C••••••• P•••••••left Jan 3, 2022, registered Jan 4, 2022 (1 days) · RIA to RIA · moved with a team
- B•••••• K•••• J••••••• left C••••••• P••••••• for F•••••••• B••••••• G•••• (registered 2023-07-07)Jul 10, 2023 · Advisor changed firm · fact
- B•••••• K•••• J••••••• left R••••• F•••••••• A••••••• for C••••••• P••••••• (registered 2022-01-04)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address