DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Mar 15, 2026
First filing on the tape Apr 7, 2023 · 15 filings
SEC status approved since May 8, 2023
RAUM
$1.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
15%
$157M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$266M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.1B as of Mar 15, 2026
Mar 4, 2024$652M then
HNW client RAUM$139M as of Mar 15, 2026
Mar 4, 2024$74.1M then
State-registered IARs (5.B.3)3 as of Mar 15, 2026
Mar 4, 20243 then
Employees (5.A)3 as of Mar 15, 2026
Mar 4, 20243 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $266MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $34.2M, 185 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$905M85%
- High-net-worth individuals$139M13%
- Individuals$17.8M1.7%
- Charitable organizations$3.8M0.4%
- Individual clients
- 66reported
- HNW clients
- 122reported
- Pension plan clients
- 121reported
- Charitable clients
- n/areported
- Accounts
- 582reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.2M for 185 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.15 fund_share=0.0 institutional_share=0.85 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Damian Jacques Dufour | San Diego, Ca | May 11, 2023 | 19 y | 4 |
| Jackson Kaye MillerCertified Financial Planner | San Diego, Ca | May 11, 2023 | 11 y | 2 |
| Bradley Keith JohnstonCertified Financial Planner, Chartered Financial Consultant | Meridian, Id | Jul 7, 2023 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bradley Keith Johnston from Creative PlanningJul 7, 2023 · RIA to a newly registered adviser
- Jackson Kaye Miller from Wealthspire Retirement AdvisoryMay 11, 2023 · Other
- Damian Jacques Dufour from Wealthspire Retirement AdvisoryMay 11, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wealthspire Retirement AdvisoryMay 12, 2023 · Aliso Viejo, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jacques Damian Dufour · Founder And Chief Compliance Officercontrolsince 03/2023 · owns 75% or more
- Kaye Jackson Miller · Directorsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 15, 2026accounts (Item 5.F.2.f) moved from 347.0 to 582.0 (+68.0%) between the annual amendments of 2025-03-14 and 2026-03-15; the peer median change was +1.0% (56 comparable advisers, 93.0th percentile of changes)peers: other advisers, $1B to $5B (56) · 93% percentile
- discretionary share shiftChange between filings · filing Mar 15, 2026discretionary share of RAUM moved from 69.0% to 96.0% between the annual amendments of 2025-03-14 and 2026-03-15peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Accounts · 347 to 582Aug 28, 2025 to Mar 15, 2026
- HNW clients · 85 to 122Aug 28, 2025 to Mar 15, 2026
- Individual clients · 59 to 66Aug 28, 2025 to Mar 15, 2026
- Pension plan clients · 117 to 121Aug 28, 2025 to Mar 15, 2026
- Discretionary RAUM · $585M to $1.0BAug 28, 2025 to Mar 15, 2026
- HNW RAUM · $101M to $139MAug 28, 2025 to Mar 15, 2026
- Individual RAUM · $13.6M to $17.8MAug 28, 2025 to Mar 15, 2026
- Non-discretionary RAUM · $258M to $42.8MAug 28, 2025 to Mar 15, 2026
- Pension RAUM · $726M to $905MAug 28, 2025 to Mar 15, 2026
- RAUM · $843M to $1.1BAug 28, 2025 to Mar 15, 2026
- Financial planning clients · 0 to 0Mar 14, 2025 to Aug 28, 2025
- Accounts · 159 to 347Jul 11, 2024 to Mar 14, 2025
- Charity clients · 1.0 to unsetJul 11, 2024 to Mar 14, 2025
- HNW clients · 56 to 85Jul 11, 2024 to Mar 14, 2025
- Individual clients · 48 to 59Jul 11, 2024 to Mar 14, 2025
- Pension plan clients · 53 to 117Jul 11, 2024 to Mar 14, 2025
- HQ city · unset to Jul 11, 2024 to Mar 14, 2025
- HQ state · unset to Jul 11, 2024 to Mar 14, 2025
- Discretionary RAUM · $429M to $585MJul 11, 2024 to Mar 14, 2025
- HNW RAUM · $74.1M to $101MJul 11, 2024 to Mar 14, 2025
- Individual RAUM · $11.5M to $13.6MJul 11, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $222M to $258MJul 11, 2024 to Mar 14, 2025
- Pension RAUM · $563M to $726MJul 11, 2024 to Mar 14, 2025
- RAUM · $652M to $843MJul 11, 2024 to Mar 14, 2025
- Accounts · 263 to 159Sep 7, 2023 to Mar 4, 2024
- Charity clients · unset to 1.0Sep 7, 2023 to Mar 4, 2024
- HNW clients · 30 to 56Sep 7, 2023 to Mar 4, 2024
- Individual clients · 185 to 48Sep 7, 2023 to Mar 4, 2024
- Pension plan clients · 48 to 53Sep 7, 2023 to Mar 4, 2024
- Discretionary RAUM · $376M to $429MSep 7, 2023 to Mar 4, 2024
- HNW RAUM · $40.0M to $74.1MSep 7, 2023 to Mar 4, 2024
- Individual RAUM · $34.2M to $11.5MSep 7, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $184M to $222MSep 7, 2023 to Mar 4, 2024
- Pension RAUM · $485M to $563MSep 7, 2023 to Mar 4, 2024
- RAUM · $559M to $652MSep 7, 2023 to Mar 4, 2024
- Accounts · 0 to 263Aug 17, 2023 to Aug 30, 2023
- Advisory employees · 2 to 3Aug 17, 2023 to Aug 30, 2023
- HNW clients · unset to 30.0Aug 17, 2023 to Aug 30, 2023
- Individual clients · unset to 185.0Aug 17, 2023 to Aug 30, 2023
- Pension plan clients · unset to 48.0Aug 17, 2023 to Aug 30, 2023
Signals
4 dated events
- Fiduciary Benefits Group reported RAUM $1.1B, up 26% from $843.4M (2025-08-28 to 2026-03-15)Mar 15, 2026 · RAUM change · derived
- Fiduciary Benefits Group reported RAUM $843.4M, up 29% from $651.5M (2024-07-11 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- 2 advisors left Wealthspire Retirement Advisory (Aliso Viejo, CA) for Fiduciary Benefits Group on the same dayMay 12, 2023 · Team lift-out · derived
- Fiduciary Benefits Group filed its initial SEC registration (Form ADV)Apr 7, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fiduciary-benefits-group-10reportedpublic record, Form ADV, Sep 17, 2026
- Website
- fiduciarybenefitsgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 844-967-8491reportedpublic record, Form ADV, Mar 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $266Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026