DFX Intelligence
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Feed of 09/14/2026
Also filed as E••• T••••••••• M•••••• T•••••
At current firm
0 y
since Apr 13, 2026
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2026 · St. Louis, Mo
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Mar 19, 2026 · Bethalto, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 23, 2023 to Mar 31, 2025 · Gillespie, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 14, 2022 to May 5, 2023 · O'Fallon, Mo
- V••••••• A•••••••• I••• BD affiliatedMar 25, 2021 to Nov 9, 2021 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseOct 12, 2018 to Mar 3, 2021 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Mar 19, 2026, registered Apr 13, 2026 (25 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left May 5, 2023, registered Jun 23, 2023 (49 days) · Affiliated broker-dealer or bank to another
- V••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Nov 9, 2021, registered Mar 14, 2022 (125 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Mar 3, 2021, registered Mar 25, 2021 (22 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMar 19, 2026 · Advisor changed firm · fact
- ••• LockedMay 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address