N•••••• J•••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Jun 30, 2025 · Chicago, Il
• J••• M••••• S••••••••• L•• wirehouse
  Sep 23, 2021 to Jun 1, 2025 · Chicago, Il
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 19, 2020 to Aug 17, 2021 · Chicago, Il
• M••••• S•••••• wirehouse
  Jul 31, 2018 to Sep 17, 2019 · Deerfield, Il

• J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jun 1, 2025, registered Jun 30, 2025 (29 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Aug 17, 2021, registered Sep 23, 2021 (37 days) · Wirehouse to wirehouse
• M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 17, 2019, registered May 19, 2020 (245 days) · Wirehouse to wirehouse

• ••• Locked
  Jun 1, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address