RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A••••• T•••••
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIA currentsince Jun 20, 2025 · Omaha, Ne
- J••• M••••• S••••••••• L•• wirehouseSep 14, 2022 to Jan 22, 2023 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseJul 9, 2018 to Aug 25, 2022 · O••••, Ne
- J••• M••••• S••••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Jan 22, 2023, registered Jun 20, 2025 (880 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Aug 25, 2022, registered Sep 14, 2022 (20 days) · Wirehouse to wirehouse
- R•••• A••••• T••••• left J••• M••••• S••••••••• L•• for M••••• O• O•••• I••••••• S•••••••• I••• (registered 2025-06-20)Jan 22, 2023 · Advisor changed firm · fact
- R•••• A••••• T••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-09-14)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address