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Registered advisor
R••• P••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSan Francisco, Cadual registrantIAPD 6926905
Feed of 09/14/2026
Also filed as R••• Anthony P••••••••
At current firm
0 y
since Feb 4, 2026
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 4, 2026 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseMar 8, 2024 to Jan 21, 2026 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerMar 7, 2022 to Mar 20, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseAug 31, 2020 to Sep 22, 2021 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 21, 2026, registered Feb 4, 2026 (14 days) · Wirehouse to wirehouse
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Mar 8, 2024 (-377 days) · corporate re-registration, not a move
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 22, 2021, registered Mar 7, 2022 (166 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R••• P•••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-02-04)Jan 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address