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Registered advisor
A•••••• J••••• D••••••
Feed of 09/14/2026
Also filed as A•••••• D••••••
At current firm
1 y
since Nov 7, 2024
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 7, 2024 · New York, Ny
- H•••••••• A•••••••• L•• BD affiliatedJan 2, 2024 to Nov 1, 2024 · New York, Ny
- E•••••••• A•••••••• L•• national BDApr 20, 2021 to Dec 31, 2023 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedApr 22, 2019 to Oct 3, 2019 · Tarrytown, Ny
Moves
a registration end followed by a registration begin elsewhere
- H•••••••• A•••••••• L•• to M••••• S••••••left Nov 1, 2024, registered Nov 7, 2024 (6 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to H•••••••• A•••••••• L••left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• A••••• S••••••••• L•• to E•••••••• A•••••••• L••left Oct 3, 2019, registered Apr 20, 2021 (565 days) · Affiliated broker-dealer or bank to another
Signals
- A•••••• J••••• D•••••• left H•••••••• A•••••••• L•• for M••••• S•••••• (registered 2024-11-07)Nov 1, 2024 · Advisor changed firm · fact
- A•••••• J••••• D•••••• left E•••••••• A•••••••• L•• for H•••••••• A•••••••• L•• (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address