DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas John Schlagheck
Feed of 09/14/2026
Also filed as Nicholas John Schlagheck
At current firm
1 y
since Jul 21, 2025
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Zero Day Capital Enterprises LLC independent RIA currentsince Jul 21, 2025 · Ottawa Lake, Mi
- Cape Investment Advisory, Inc. independent RIAAug 29, 2022 to Jul 15, 2025 · Ottawa Lake, Mi
- Capital Analysts BD affiliatedJun 26, 2020 to Jan 11, 2022 · Ottawa Lake, Mi
- Lincoln Investment independent RIAJun 26, 2020 to Jan 11, 2022 · Palm Beach Gardens, Fl
- Intervest International, Inc. formerAug 23, 2018 to Jun 29, 2020 · Ottawa Lake, Mi
Moves
a registration end followed by a registration begin elsewhere
- Cape Investment Advisory, Inc. to Zero Day Capital Enterprises LLCleft Jul 15, 2025, registered Jul 21, 2025 (6 days) · RIA to RIA
- Capital Analysts to Cape Investment Advisory, Inc.left Jan 11, 2022, registered Aug 29, 2022 (230 days) · Affiliated broker-dealer or bank to independent RIA
- Lincoln Investment to Capital Analystsleft Jan 11, 2022, registered Jun 26, 2020 (-564 days) · Affiliated broker-dealer or bank to another
- Intervest International, Inc. to Lincoln Investmentleft Jun 29, 2020, registered Jun 26, 2020 (-3 days) · RIA to affiliated broker-dealer or bank
Signals
- Nicholas John Schlagheck left Cape Investment Advisory, Inc. for Zero Day Capital Enterprises Llc (registered 2025-07-21)Jul 15, 2025 · Advisor changed firm · fact
- Nicholas John Schlagheck left Capital Analysts for Cape Investment Advisory, Inc. (registered 2022-08-29)Jan 11, 2022 · Advisor changed firm · fact
- Nicholas John Schlagheck left Lincoln Investment for Capital Analysts (registered 2020-06-26)Jan 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address