DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J••••

J••• M••••• S••••••••• L••wirehouseColumbus, Oh dual registrantIAPD 6957681

Feed of 09/14/2026

Also filed as J••••• J••••

At current firm

0 y

since Feb 25, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 25, 2026 · Chicago, Il
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Mar 5, 2026 · Chicago, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 12, 2022 to Mar 31, 2025 · Deer Park, Il
A•••••• A••••••• S••••••• former
Aug 19, 2020 to Aug 12, 2022 · Flossmoor, Il
M••••• S•••••• wirehouse
Oct 22, 2018 to Dec 19, 2018 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 5, 2026, registered Feb 25, 2026 (-8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A•••••• A••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 12, 2022, registered Oct 12, 2022 (61 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to A•••••• A••••••• S•••••••
left Dec 19, 2018, registered Aug 19, 2020 (609 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••• J•••• left S•••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-02-25)
Mar 5, 2026 · Advisor changed firm · fact
J••••• J•••• left A•••••• A••••••• S••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-12)
Aug 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address