RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••••• S•••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Jan 2, 2026 · Wheaton, Il
- A••••• L••••• A•••••••• L•• state registeredFeb 16, 2022 to Oct 12, 2023 · Gambrills, Md
- A•••••••• C•••••• M••••••••• independent RIANov 6, 2020 to Sep 30, 2021 · Baltimore, Md
- A• W••••• M••••••••• L•• BD affiliatedJan 20, 2020 to Jul 31, 2020 · Cockeysville, Md
- F•••• A••••••• N•••••••• L•• independent RIAApr 22, 2019 to Jan 20, 2020 · Baltimore, Md
- C•••••• A••••••• BD affiliatedJun 8, 2018 to Mar 20, 2019 · Baltimore, Md
- A••••• L••••• A•••••••• L•• to B••••••••• W••••• A•••••••• L••left Oct 12, 2023, registered Jan 2, 2026 (813 days) · Other
- A•••••••• C•••••• M••••••••• to A••••• L••••• A•••••••• L••left Sep 30, 2021, registered Feb 16, 2022 (139 days) · RIA to a state-registered adviser
- A• W••••• M••••••••• L•• to A•••••••• C•••••• M•••••••••left Jul 31, 2020, registered Nov 6, 2020 (98 days) · RIA to RIA
- F•••• A••••••• N•••••••• L•• to A• W••••• M••••••••• L••left Jan 20, 2020, registered Jan 20, 2020 (0 days) · RIA to RIA
- C•••••• A••••••• to F•••• A••••••• N•••••••• L••left Mar 20, 2019, registered Apr 22, 2019 (33 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• A•••••••• S••••• left A••••• L••••• A•••••••• L•• for B••••••••• W••••• A•••••••• L•• (registered 2026-01-02)Oct 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address