DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jacob Alexander Serfas

Brookstone Wealth Advisors, LLCno RAUMAnnapolis, Md IA-onlyIAPD 6962284

Feed of 09/15/2026

Also filed as Jacob Alexander Serfas

At current firm

0 y

since Jan 2, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Brookstone Wealth Advisors, LLC no RAUM current
since Jan 2, 2026 · Wheaton, Il
Attivo Legacy Advisors, LLC state registered
Feb 16, 2022 to Oct 12, 2023 · Gambrills, Md
Alphastar Capital Management independent RIA
Nov 6, 2020 to Sep 30, 2021 · Baltimore, Md
Ae Wealth Management, LLC BD affiliated
Jan 20, 2020 to Jul 31, 2020 · Cockeysville, Md
First Advisors National, LLC independent RIA
Apr 22, 2019 to Jan 20, 2020 · Baltimore, Md
Corecap Advisors BD affiliated
Jun 8, 2018 to Mar 20, 2019 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

Attivo Legacy Advisors, LLC to Brookstone Wealth Advisors, LLC
left Oct 12, 2023, registered Jan 2, 2026 (813 days) · Other
Alphastar Capital Management to Attivo Legacy Advisors, LLC
left Sep 30, 2021, registered Feb 16, 2022 (139 days) · RIA to a state-registered adviser
Ae Wealth Management, LLC to Alphastar Capital Management
left Jul 31, 2020, registered Nov 6, 2020 (98 days) · RIA to RIA
First Advisors National, LLC to Ae Wealth Management, LLC
left Jan 20, 2020, registered Jan 20, 2020 (0 days) · RIA to RIA
Corecap Advisors to First Advisors National, LLC
left Mar 20, 2019, registered Apr 22, 2019 (33 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Jacob Alexander Serfas left Attivo Legacy Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2026-01-02)
Oct 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address