RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W••••• P•••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 13, 2026 · Southlake, Tx
- P•••••••• S••••••••• I••• BD affiliatedMay 30, 2023 to Mar 30, 2026 · Euless, Tx
- E••••• J•••• national BDOct 5, 2018 to Jun 1, 2023 · Bedford, Tx
- P•••••••• S••••••••• I••• to P••• A••••• S••••••••• L••left Mar 30, 2026, registered Apr 13, 2026 (14 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to P•••••••• S••••••••• I•••left Jun 1, 2023, registered May 30, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- J•••• W••••• P••• left P•••••••• S••••••••• I••• for P••• A••••• S••••••••• L•• (registered 2026-04-13)Mar 30, 2026 · Advisor changed firm · fact
- J•••• W••••• P••• left E••••• J•••• for P•••••••• S••••••••• I••• (registered 2023-05-30)Jun 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address