DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dylan Ray Ramos

LPL Financial LLCBD affiliatedCastle Rock, Co dual registrantIAPD 6991348

Certified Financial Planner

Feed of 09/15/2026

Also filed as Dylan Ramos

At current firm

0 y

since Jul 27, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 27, 2026 · Las Vegas, Nv
Capital Analysts BD affiliated
Oct 31, 2023 to Jul 24, 2026 · Castle Rock, Co
Lincoln Investment independent RIA
Oct 30, 2023 to Jul 24, 2026 · Crystal Lake, Il
Valic Financial Advisors, Inc. BD affiliated
Oct 4, 2018 to Nov 15, 2023 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

Lincoln Investment to Capital Analysts
left Jul 24, 2026, registered Oct 31, 2023 (-997 days) · RIA to affiliated broker-dealer or bank
Capital Analysts to LPL Financial LLC
left Jul 24, 2026, registered Jul 27, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Valic Financial Advisors, Inc. to Lincoln Investment
left Nov 15, 2023, registered Oct 30, 2023 (-16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

Dylan Ray Ramos left Capital Analysts for Lpl Financial Llc (registered 2026-07-27)
Jul 24, 2026 · Advisor changed firm · fact
Dylan Ray Ramos left Lincoln Investment for Capital Analysts (registered 2023-10-31)
Jul 24, 2026 · Advisor changed firm · fact
Dylan Ray Ramos left Valic Financial Advisors, Inc. for Lincoln Investment (registered 2023-10-30)
Nov 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address