DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• J••••••

M••••••BD affiliatedFort Worth, Tx IA-onlyIAPD 6993496

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• Allen J••••••

At current firm

2 y

since Mar 20, 2024

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Mar 20, 2024 · Fort Worth, Tx
F••••• I••••••••• independent RIA
Nov 18, 2022 to Mar 7, 2024 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Dec 9, 2020 to Nov 12, 2022 · San Antonio, Tx
C•••••• S••••• • C••• I••• national BD
Jun 9, 2020 to Nov 30, 2020 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to M••••••
left Mar 7, 2024, registered Mar 20, 2024 (13 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to F••••• I•••••••••
left Nov 12, 2022, registered Nov 18, 2022 (6 days) · Wirehouse to independent RIA
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Nov 30, 2020, registered Dec 9, 2020 (9 days) · Affiliated broker-dealer or bank to wirehouse

Signals

K•••• J•••••• left F••••• I••••••••• for Mariner (registered 2024-03-20)
Mar 7, 2024 · Advisor changed firm · fact
K•••• J•••••• left J••• M••••• S••••••••• L•• for F••••• I••••••••• (registered 2022-11-18)
Nov 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address